Securities Litigation & Arbitration
Travis & Inman has extensive experience in securities litigation and arbitration. Jeff Travis has recovered over $8,000,000 on behalf of investors in ten separate arbitration proceedings against Wall Street brokerage firms for unauthorized and unsuitable trading. He has obtained a judgment for investors under Section 10(b) of the Securities Exchange Act for failure to disclose material facts in connection with a private placement offering, and have represented a former officer of a company in his action to recover amounts due under a company stock repurchase agreement.
Lawyers from the firm have also represented brokerage firms and financial institutions in litigation against the investors. Lawyers from the firm have represented broker/dealers in disciplinary proceedings before the NASD Business Conduct Committee, and have successfully represented officers of a national brokerage firm in connection with an SEC investigation.
Many of the securities fraud lawsuits in which our lawyers will become involved are class action lawsuits in which we represent the plaintiffs. They also involve individual or single investors that hold stock or stock options.
In matters related to securities fraud or shareholder derivative lawsuits, our litigation attorneys will offer legal advice and strategies designed to resolve the legal issues promptly and in a cost-effective manner.